読者です 読者をやめる 読者になる 読者になる

Series7 復習攻略問題 & Series7 再テスト

 

C9560-507,C9550-412

弊社のJapanCertはFINRAのSeries7 復習攻略問題を準備している人々に保障を提供しています。我々はあなたのFINRAのSeries7 復習攻略問題のための必要がある資料を提供いたします。あなたが商品を購入してから、あなたが試験に合格するまで弊社は力を尽くしてあなたを助けます。一年間のソフト無料更新も失敗して全額での返金も我々の誠のアフターサービスでございます。

試験番号:Series7 日本語版復習資料
試験科目:「General Securities Representative Examination (GS)」
最近更新時間:2017-02-28
問題と解答:400

>> Series7 日本語版復習資料

 

FINRAのSeries7 復習攻略問題の認定試験に合格すれば、就職機会が多くなります。この試験に合格すれば君の専門知識がとても強いを証明し得ます。FINRAのSeries7 復習攻略問題の認定試験は君の実力を考察するテストでございます。

NO.1 Bubba Corporation has a registered public offering of 500,000 shares at $36. Of these, 300,000
shares
were authorized by unissued and 200,000 shares were sold on behalf of an affiliated person. What is
evident from this information?
A. 300,000 shares are identified as a primary distribution
B. both B and C
C. the entire proceeds of the offering are a primary offering accruing to the corporation
D. 60% of the proceeds are paid to the corporation and the balance accrues to the affiliated person
Answer: B

Series7 訓練   
Explanation: both B and C. The 200,000 shares are sold on behalf of the affiliated person so the
proceeds
go to that individual. Only the other 300,000 shares are a primary offering.

NO.2 When does a call option provide the most value to its holder?
A. when the underlying stock price is rising
B. when there is a large open interest in that class of option
C. when the underlying stock is extremely volatile
D. in the month prior to its expiration
Answer: A

Series7 再テスト   Series7 関連   
Explanation: when the underlying stock price is rising. That's why the holder of this option wants to
have a right to "call" the stock.

NO.3 Bubba Brokerage Corporation announces through its wire system that it has a large block of
stock for sale.
Customers purchasing the stock will not pay a commission. The block is crossed on the NYSE floor and
is
printed on the NYSE tape. This is called a:
A. exchange distribution
B. specialist block purchase
C. special order
D. secondary distribution
Answer: A

Series7 日本語   
Explanation: exchange distribution. An exchange distribution is a large block sold internally by one
firm
that is crossed on the floor of the exchange. The trade would print on the tape identified by the
letters "DIST".

NO.4 In June, Bubba bought 100 shares of XYZ at $35. In November, he bought a listed put in XYZ
with a $35
strike price and a July expiration for a premium of $600. In April, Bubba exercises the put option and
uses
his stock for delivery. What is his resulting tax consequence?
A. cannot be determined without knowing the market price of XYZ upon exercise
B. neither profit nor loss
C. this is a wash sale and cannot be included in the investor's tax calculations
D. a $600 capital loss
Answer: D

Series7 市販本   Series7 赤本   
Explanation: a $600 loss. The strike price and Bubba's purchase price are the same. He has a $600
loss
on the option for the premium he paid.

JapanCertは最新の070-534問題集と高品質のDCPPE-200問題と回答を提供します。JapanCertのC9020-568 VCEテストエンジンとC9020-560試験ガイドはあなたが一回で試験に合格するのを助けることができます。高品質の200-105 PDFトレーニング教材は、あなたがより迅速かつ簡単に試験に合格することを100%保証します。試験に合格して認証資格を取るのはそのような簡単なことです。

記事のリンク:http://www.japancert.com/Series7.html